Job Description

About Integrity

Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. Through its broad partner network of agents and advisors, Integrity helps millions of Americans protect their life, health and wealth with a commitment to meet them wherever they are — in person, over the phone and online. Integrity’s proprietary, cutting-edge technology helps expand the insurance and financial planning experience for all stakeholders using an omnichannel approach. Providing best-in-class service to our clients and consumers is at the center of Integrity’s holistic approach to life, health and wealth protection. The company and its partners focus on helping families and individuals prepare for the good days ahead, so they can make the most of what life brings.

Position Summary

We are looking for a Chief Compliance Officer of the Integrity Life segment. This individual will be a seasoned leader and own strategic compliance for Integrity Life, and management of the Integrity Life business segment Compliance Officers. The person will be conversant with federal and state regulations related to the marketing and advertising of life insurance products, including Indexed Universal Life, Term Life, Fixed Indexed Annuities, Final Expense, and ancillary products. The position will have full compliance operational responsibility for the Integrity Life segment, which includes working with the Legal, Regulatory, Marketing, and enterprise risk management (“ERM”) teams to align legal, business, and compliance strategies to company-wide objectives, managing compliance strategy and oversight for Integrity Life, productively collaborating with the Marketing team on the timely development, review, and implementation of life-related marketing activities, and working with business leaders on life-related risk identification and mitigation. 

Primary Responsibilities

• Proactively identify, assess, and manage compliance risks facing the Integrity Life segment, and develop strategies to mitigate and resolve such risks
• Supervise the overall compliance operations program for Integrity Life
• Ensure compliance by the Integrity Health companies with federal and state laws and regulations
• Stay advised regarding relevant compliance risks
• Ensure Integrity Life companies maintain policies and procedures and supervise subsidiary compliance officers
• Manage day-to-day compliance risk strategy for Integrity Life
• Collaborate with Integrity Enterprise Risk Management team to identify, assess, and mitigate risks for Integrity Life
• Leverage technology platforms for compliance oversight and to monitor, evaluate and test for compliance with applicable rules, regulations, and policies
• Recommend workable action plans to identify and correct material compliance weaknesses
• Supervise and manage Integrity Life compliance officers in connection with examinations of Integrity Life companies
• Collaborate effectively with senior management of Integrity Life segment, Integrity Life compliance officers and senior leadership of Integrity to communicate Integrity Life risk management and achieve strategic objectives

Required Competencies

• Leadership, excellent writing and communication skills and the ability to identify, initiate and conclude strategic objectives in a collaborative, team-based “no ego” environment
• Thorough knowledge of regulatory requirements for the marketing and advertising of life insurance products and ability to continue to learn and communicate learnings in a changing regulatory environment
• Ability to establish productive, trusting working relationships with individuals and teams both inside and outside the organization
• Ability and desire to train others and transfer knowledge to others and assess and coach talent
• Ability to think and work at both strategic and tactical levels
• Orientation towards process improvement, growth and best in class people, process and technology solutions
• Passion for service and a desire to invest in employees
• Ability to manage budget/cost center
• Excellent time management given high demand on time
• A proven, coach-leader who can also “do the work” and train team members with practical hands-on knowledge
• Excellent communicator and influencer/team builder who can simply explain the organization’s vision and motivate others with strong, honest leadership

Education and Experience

• Bachelor’s business degree in a related field
• J.D. preferred with regulatory life experience
• Minimum of 10 years of experience in compliance, regulatory affairs, or a related role within the life insurance industry
• 3+ years of compliance leadership with people management
• Certified Regulatory Compliance Manager (CRCM) preferred; other compliance certifications desirable

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About Integrity

Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.

Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you’ll love, and we’ll love you back. We’re proud of the work we do and the culture we’ve built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind. 

Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are — in person, over the phone or online. Integrity’s employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com .

Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.

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