Oakpoint Advisors specializes in crafting and executing bespoke capital formation strategies for private funds and companies. Through its registered broker-dealer, Oakpoint Solutions LLC, the firm collaborates with select GPs and companies in a private placement capacity. In addition, Oakpoint Advisors provides comprehensive outsourced Investor Relations services. Headquartered in Tampa, Florida, and established in 2009.
Responsibilities
Regulatory Compliance & OversightQualifications
10+ years of experience in broker-dealer compliance, preferably within a firm specializing in capital raising for private funds.
Current FINRA Series 24 (Principal) license required ; Series 7, 63, 79, or other relevant licenses are a plus.
In-depth knowledge of SEC, FINRA, and other regulatory requirements governing limited-purpose broker-dealers and private fund capital raising.
Experience managing FINRA/SEC examinations and regulatory filings .
Strong familiarity with Reg D offerings, private placements, and alternative investments .
Excellent leadership and communication skills, with the ability to work closely with senior executives, legal teams, and regulatory agencies.
Bachelor’s degree required; JD, MBA, or equivalent experience preferred.
...Location: Avera McKennan Hospital Worker Type: Regular Work Shift: Primarily days with rotating weekends and holidays (... ...matter. A Brief Overview Accountable for providing medical social casework to a wide array of patients ranging from newborns to...
...Details Department: Inpatient Post Surgical Schedule: Full-time, Night Shift, 7pm-7am, 12hr shifts, 36hrs per week Hospital... ...care in assigned area. Assign, direct, educate and monitor nursing and support staff during assigned shift. Assess daily patient...
Customer Service Representative (Remote, Full-Time & Part-Time Available) About the Role Are you a friendly and solutions-oriented... ...(8 AM - 1 PM MST) Variable schedules available - regular weekend availability required. If you're a customer service superstar...
Mohs Surgeon Job Opportunity in Wheeling, WV Job#16595319Excellent opportunity for a Mohs Surgery Physician in northern West Virginia.Join a well-established dermatology practice with a strong reputation in the community.Responsibilities include performing Mohs surgery...
...term and long-term disability, retirement plan with a company match up to 6%, and accrued vacation hours. Job Type: Full-time Pay: $31.17 - $43.96 per hour Expected hours: 36 40 per week Schedule: * 12 hour shift * Day shift Work Location: In person